Our Firm
Our securities practice involves the representation of issuers of
securities, underwriters and placement agents, sellers and purchasers
of securities, investment bankers, and institutional purchasers
in public offerings and private placements of securities. Our transactions
span the spectrum from the most complex offerings by experienced
issuers to initial public or private offerings by start-up companies.
We also regularly advise clients on complying with complex regulatory
requirements, securities law issues in connection with public filings,
restrictions on trading by corporate affiliates and insiders, and
representing clients in proceedings before the New York and American
Stock Exchanges,(NYSE, AMEX), the NASDAQ market, the National Association
of Securities Dealers (NASD), and State Securities Agencies. We
also assist clients to obtain the necessary Blue Sky compliance
and approval for secondary trading. |
